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Comments on Advance Notice of Proposed Rule
Anti-Money Laundering Programs for Investment Advisors
68 FR 23646
1Paul B. Uhlenhop
Lawrence, Kamin, Saunders & Uhlenhop, LLC
May 01, 2003
2Christopher Travers
Rothschild Asset Management
May 21, 2003
3John E. Arsenault
North Country Investment Advisors, Inc.
May 30, 2003
4Michael D. Berlin
Private Asset Management, Inc.
June 06, 2003
5Jonathan Axelrad and Arielle Siebert
Wilson Sonsini Goodrich & Rosati
June 12, 2003
6Sean Caplice
Gunderson Dettmer
June 13, 2003
7Thad Faison
Faison Capital LLC
June 23, 2003
8Debevoise & PlimptonJune 30, 2003
9Duane R. Thompson
Financial Planning Association
July 02, 2003
10Howard S. Rosenblum
Testa, Hurwitz & Thibeault, LLP
July 02, 2003
11David G. Tittsworth
Investment Counsel Association of America
July 02, 2003
12Craig S. Tyle
Investment Company Institute
July 07, 2003
13Thomas M. Sullivan and Jennifer A. Smith
Small Business Administration
July 07, 2003
14Stroock & Stroock & Lavan LLPJuly 07, 2003
15Mark G. Heesen
National Venture Capital Association
July 07, 2003
16Gary A. Sanders
National Association of Insurance and Financial Advisors
July 07, 2003
17Kirkland & Ellis LLPJuly 07, 2003
18John G. Gaine
Managed Funds Association
July 07, 2003
19Christiane G. Hyland
Empire Corporate FCU
July 08, 2003
20Charlotte M. Bahin
America's Community Bankers
July 10, 2003
21Henry H. Hopkins and David Oestreicher
T. Rowe Price Associates, Inc.
July 11, 2003
22Mark R. Beatty
Cascade Investment, LLC
July 18, 2003
23Deborah A. Lamb/Linda L. Rittenhouse
U.S. Advocacy Committee/Association for Investment Management and Research
July 21, 2003
24John B. Cairns
Willkie Farr & Gallagher
August 14, 2003
25Gerald Lins
The Money Management Institute
September 04, 2003
26Michael T. Peyton
Pentecost Capital Management, Inc.
November 05, 2003