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Comment Letters on Notice of Proposed Rulemaking
Anti-Money Laundering Compliance Programs for Unregistered Investment Companies
67 FR 60617
IDSubmitterDate
 
1Paul B. Uhlenhop
Lawrence, Kamin, Saunders & Uhlenhop, LLC
September 20, 2002
2Scott Cohen
Cliffwood Partners, LLC
September 20, 2002
3Kenneth B. Abel
Ober, Kaler
October 11, 2002
4Timothy Burns
Lombard Investments, Inc.
October 11, 2002
5Bruce M. Cowan
Steinhart & Falconer, Inc.
October 15, 2002
6David M. Kozak
John W. Henry & Company, Inc.
October 18, 2002
7Hale and Dorr, LLPNovember 08, 2002
8James D. Harmon, Jr.
The Harmon Firm, LLC
November 13, 2002
9Jonathan Axelrad and Arielle Siebert
Wilson, Sonsini, Goodrich & Rosati
November 19, 2002
10Craig S. Tyle
Investment Company Institute
November 22, 2002
11Howard S. Rosenblum
Testa, Hurwitz & Thibeault, LLP
November 22, 2002
12Tannenbaum Helpern Syracuse & Hirschtritt, LLPNovember 22, 2002
13Lee W. Mercer
National Association of Small Business Investment Companies
November 22, 2002
14Henry H. Hopkins and David Oestreicher
T. Rowe Price
November 25, 2002
15Tony M. Edwards
National Association of Real Estate Investment Trusts
November 25, 2002
16Jeffrey S. Giddings
Smith Brandon International
November 25, 2002
17Bank of Bermuda (New York) InternationalNovember 25, 2002
18Thomas W. Sexton
National Futures Association
November 25, 2002
19Carole Coleman
Fred Alger & Company, Inc.
November 25, 2002
20Jessica K. Ditullio
Bank One Corporation
November 25, 2002
21Steven B. Nadel
Seward & Kissel, LLP
November 25, 2002
22Mark G. Heesen
National Venture Capital Association
November 25, 2002
23Scott A. Moehrke and Kamran S. Bajwa
Kirkland & Ellis
November 25, 2002
24DechertNovember 25, 2002
25John G. Gaine
Managed Funds Association
November 25, 2002
26C.-A. Margelisch and A. Hubschmid
Swiss Bankers Association
November 25, 2002
27Mark R. Beatty
Cascade Investment, LLC
November 25, 2002
28Steven J. Fredman and Betty Santangelo
Schulte, Roth & Zabel, LLP
November 25, 2002
29John L. Bronson
Prudential Investment Management
November 26, 2002
30Daniel D. Soto
Bank of America Corporation
November 26, 2002
31Susan C. Ervin
Association of the Bar of the City of New York
November 26, 2002
32Joseph R. Fleming
Dechert
On behalf of The Investment Funds Institute of Canada
December 13, 2002
33Steven J. Fredman and Betty Santangelo
Schulte, Roth & Zabel, LLP
December 23, 2002
34Arthur Bell & AssociatesJanuary 14, 2003

 





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