Comments on Advance Notice of Proposed Rule Anti-Money Laundering Programs for Investment Advisors 68 FR 23646

ID Submitter Date
1 Paul B. Uhlenhop
Lawrence, Kamin, Saunders & Uhlenhop, LLC		 May 01, 2003
2 Christopher Travers
Rothschild Asset Management		 May 21, 2003
3 John E. Arsenault
North Country Investment Advisors, Inc.		 May 30, 2003
4 Michael D. Berlin
Private Asset Management, Inc.		 June 06, 2003
5 Jonathan Axelrad and Arielle Siebert
Wilson Sonsini Goodrich & Rosati		 June 12, 2003
6 Sean Caplice
Gunderson Dettmer		 June 13, 2003
7 Thad Faison
Faison Capital LLC		 June 23, 2003
8 Debevoise & Plimpton June 30, 2003
9 Duane R. Thompson
Financial Planning Association		 July 02, 2003
10 Howard S. Rosenblum
Testa, Hurwitz & Thibeault, LLP		 July 02, 2003
11 David G. Tittsworth
Investment Counsel Association of America		 July 02, 2003
12 Craig S. Tyle
Investment Company Institute		 July 07, 2003
13 Thomas M. Sullivan and Jennifer A. Smith
Small Business Administration		 July 07, 2003
14 Stroock & Stroock & Lavan LLP July 07, 2003
15 Mark G. Heesen
National Venture Capital Association		 July 07, 2003
16 Gary A. Sanders
National Association of Insurance and Financial Advisors		 July 07, 2003
17 Kirkland & Ellis LLP July 07, 2003
18 John G. Gaine
Managed Funds Association		 July 07, 2003
19 Christiane G. Hyland
Empire Corporate FCU		 July 08, 2003
20 Charlotte M. Bahin
America's Community Bankers		 July 10, 2003
21 Henry H. Hopkins and David Oestreicher
T. Rowe Price Associates, Inc.		 July 11, 2003
22 Mark R. Beatty
Cascade Investment, LLC		 July 18, 2003
23 Deborah A. Lamb/Linda L. Rittenhouse
U.S. Advocacy Committee/Association for Investment Management and Research		 July 21, 2003
24 John B. Cairns
Willkie Farr & Gallagher		 August 14, 2003
25 Gerald Lins
The Money Management Institute		 September 04, 2003
26 Michael T. Peyton
Pentecost Capital Management, Inc.		 November 05, 2003