In the Matter of TD Bank, N.A. and TD Bank USA, N.A.
10/10/2024
2024-02
Depository Institutions
In the Matter of Gyanendra Kumar Asre
01/31/2024
2024-01
Depository Institutions, Money Services Businesses
In the Matter of Binance Holdings Limited, et. al. d/b/a Binance and Binance.com
11/21/2023
2023-04
Money Services Businesses
In the Matter of Shinhan Bank America
09/29/2023
2023-03
Depository Institutions
In the Matter of Bancrédito International Bank and Trust Corporation
09/15/2023
2023-02
Depository Institutions
In the Matter of The Kingdom Trust Company
04/26/2023
2023-01
Depository Institutions
In the Matter of Bittrex, Inc.
10/11/2022
2022-03
Money Services Businesses
In the Matter of A&S World Trading Incorporated
03/31/2022
2022-02
In the Matter of USAA Federal Savings Bank
03/17/2022
2022-01
Depository Institutions
In the Matter of CommunityBank of Texas, N.A.
12/16/2021
2021-03
Depository Institutions
In the Matter of HDR Global Trading Limited, 100x Holdings Limited, ABS Global Trading Limited, Shine Effort Inc. Limited, HDR Global Services (Bermuda) Limited, d/b/a BITMEX
08/10/2021
2021-02
In the Matter of Capital One, National Association
01/15/2021
2021-01
Depository Institutions
In the Matter of Larry Dean Harmon d/b/a Helix
10/19/2020
2020-2
Money Services Businesses
In the Matter of Michael LaFontaine
03/04/2020
2020-01
Depository Institutions
In the Matter of Eric Powers
04/18/2019
2019-01
Money Services Businesses
In the Matter of UBS Financial Services Inc.
12/17/2018
2018-03
Securities and Futures
In the Matter of Artichoke Joe’s, a California Corporation d/b/a Artichoke Joe’s Casino
05/03/2018
2018-02
Casinos
In the Matter of U.S. Bank National Association
02/15/2018
2018-01
Depository Institutions
In the Matter of Artichoke Joe's Casino [UPDATED, See #2018-02]
11/17/2017
2017-05
Casinos
In the Matter of Lone Star National Bank
11/01/2017
2017-04
Depository Institutions
In the Matter of BTC-E a/k/a Canton Business Corporation and Alexander Vinnik
07/27/2017
2017-03
Money Services Businesses
In the Matter of Merchants Bank of California, N.A.
02/27/2017
2017-02
Depository Institutions
In the Matter of Western Union Financial Services, Inc.
01/19/2017
2017-01
Money Services Businesses
In the Matter of Bethex Federal Credit Union
12/15/2016
2016-06
Depository Institutions
In the Matter of CG Technology, L.P. f/k/a Cantor G&W (Nevada), L.P. d/b/a Cantor Gaming
10/03/2016
2016-05
Casinos
In the Matter of Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino
07/15/2016
2016-04
Casinos
In the Matter of Sparks Nugget, Inc., d/b/a John Ascuaga’s Nugget
04/05/2016
2016-03
Casinos
In the Matter of Kustandy Rayyan D/B/A Thriftway Food Mart
03/24/2016
2016-02
Money Services Businesses
In the Matter of Gibraltar Private Bank and Trust Company
02/25/2016
2016-01
Depository Institutions
In the Matter of B.A.K. Precious Metals, Inc.
12/30/2015
2015-12
Precious Metals/Jewelry Industry
In the Matter of Oaks Card Club d/b/a Oaks Club
12/17/2015
2015-11
Casinos
In the Matter of Desert Palace, Inc. d/b/a Caesars Palace
09/08/2015
2015-10
Casinos
In the Matter of Lee’s Snack Shop, Inc. and Hong Ki Yi
06/26/2015
2015-09
Money Services Businesses
In the Matter of Bank of Mingo
06/15/2015
2015-08
Depository Institutions
In the Matter of Hong Kong Entertainment (Overseas) Investments, Ltd., d/b/a Tinian Dynasty Hotel & Casino
06/03/2015
2015-07
Casinos
In the Matter of King Mail & Wireless Inc., and Ali Al Duais
06/01/2015
2015-06
Money Services Businesses
In the Matter of Ripple Labs, Inc. XRP Fund II, LLC Attachment A: Statement of Facts and Violations Attachment B: Remedial Framework
05/05/2015
2015-05
Money Services Businesses
In the Matter of Aurora Sunmart Inc. and Jamal Awad
03/18/2015
2015-04
Money Services Businesses
In the Matter of Trump Taj Mahal Casino Resort
03/06/2015
2015-02
Casinos
In the Matter of First National Community Bank of Dunmore, Pennsylvania
02/27/2015
2015-03
Depository Institutions
In the Matter of Oppenheimer & Co., Inc.
01/27/2015
2015-01
Securities and Futures
In the Matter of Thomas E. Haider
12/18/2014
2014-08
Money Services Businesses
In the Matter of North Dade Community Development Federal Credit Union
11/25/2014
2014-07
Depository Institutions
In the Matter of BPI, Inc.
08/28/2014
2014-06
Money Services Businesses
In the Matter of George Que
08/20/2014
2014-05
Casinos
In the Matter of Mian, Inc. d/b/a Tower Package Store
07/15/2014
2014-04
Money Services Businesses
In the Matter of New Milenium Cash Exchange, Inc. and Flor Angella Lopez
04/23/2014
2014-03
Money Services Businesses
In the Matter of Saleh H. Adam dba Adam Service
02/07/2014
2014-02
Money Services Businesses
In the Matter of JPMorgan Chase Bank, N.A.
01/07/2014
2014-01
Depository Institutions
In the Matter of Saddle River Valley Bank
09/24/2013
2013-02
Depository Institutions
In the Matter of TD Bank, N.A.
09/23/2013
2013-1
Depository Institutions
In the Matter of HSBC Bank USA N.A.
12/11/2012
2012-02
Depository Institutions
In the Matter of First Bank of Delaware
11/19/2012
2012-01
Depository Institutions
In the Matter of Frank E. Mendoza
12/15/2011
2011-11
Depository Institutions
In the Matter of Sarith Meas
12/08/2011
2011-10
Money Services Businesses
In the Matter of Mohamed Mohamed-Abas Sheikh
09/23/2011
2011-9
Money Services Businesses
In the Matter of Altima, Inc.
09/07/2011
2011-8
Money Services Businesses
In the Matter of Ocean Bank
08/22/2011
2011-7
Depository Institutions
In the Matter of the Lower Sioux Indian Community d/b/a Jackpot Junction Casino Hotel
04/21/2011
2011-06
Casinos
In the Matter of Pacific National Bank
03/24/2011
2011-5
Depository Institutions
In the Matter of Victor Kaganov
03/11/2011
2011-2
Money Services Businesses
In the Matter of Mohamed Abukar Sufi d/b/a Halal Depot
03/02/2011
2011-04
Money Services Businesses
In the Matter of Omar Abukar Sufi d/b/a Halal Depot
03/02/2011
2011-03
Money Services Businesses
In the Matter of Zions First National Bank
02/11/2011
2011-01
Depository Institutions
In the Matter of Baltic Financial Services, Inc.
12/16/2010
2010-5
Money Services Businesses
In the Matter of Pinnacle Capital Markets, LLC
09/01/2010
2010-4
Securities and Futures
In the Matter of Pamrapo Savings Bank, S.L.A.
06/03/2010
2010-3
Depository Institutions
In the Matter of Eurobank, San Juan, Puerto Rico
05/04/2010
2010-02
Depository Institutions
In the Matter of Wachovia Bank, National Association, Charlotte, North Carolina
03/17/2010
2010-1
Depository Institutions
In the Matter of Doha Bank, New York Branch
04/20/2009
2009-1
Depository Institutions
In the Matter of NY Branch United Bank for Africa
04/28/2008
2008-3
Depository Institutions
In the Matter of El Noa Noa Corporation
04/14/2008
2008-2
Money Services Businesses
In the Matter of Sigue Corporation and Sigue, LLC
01/28/2008
2008-1
Money Services Businesses
In the Matter of Union Bank of California, N.A.
09/17/2007
2007-2
Depository Institutions
In the Matter of American Express Bank International and American Express Travel Related Services Company, Inc
08/06/2007
2007-1
Depository Institutions, Money Services Businesses
In the Matter of Beach Bank
12/27/2006
2006-09
Depository Institutions
In the Matter of The Foster Bank
12/14/2006
2006-08
Depository Institutions
In the Matter of Israel Discount Bank of New York
10/31/2006
2006-07
Depository Institutions
In the Matter of Deprez’s Quality Jewelry and Loans, Inc.
07/20/2006
2006-06
Money Services Businesses
In the Matter of Liberty Bank of New York
05/19/2006
2006-05
Depository Institutions
In the Matter of Frosty Food Mart
05/09/2006
2006-04
Money Services Businesses
In the Matter of BankAtlantic
04/26/2006
2006-03
Depository Institutions
In the Matter of the New York Branch of Metropolitan Bank & Trust Company
04/19/2006
2006-02
Depository Institutions
In the Matter of the Tonkawa Tribe of Oklahoma and Edward E. Street
03/24/2006
2006-01
Casinos
In the Matter of Oppenheimer & Company, Inc.
12/29/2005
2005-04
Securities and Futures
In the Matter of The New York Branch of ABN AMRO Bank N.V
12/19/2005
2005-05
Depository Institutions
In the Matter of Banco de Chile-New York and Banco de Chile-Miami
10/12/2005
2005-03
Depository Institutions
In the Matter of The New York Branch of Arab Bank
08/17/2005
2005-02
Depository Institutions
In the Matter of Gulf Corporation
07/05/2005
2005-01
Depository Institutions
In the Matter of AmSouth Bank
10/12/2004
2004-02
Depository Institutions
In the Matter of Riggs Bank, NA
05/13/2004
2004-01
Depository Institutions
In the Matter of Hartsfield Capital Securities, Inc.
11/24/2003
2003-05
Securities and Futures
In the Matter of Korea Exchange Bank, New York, New York
06/24/2003
2003-04
Depository Institutions
In the Matter of Greenville Riverboat, LLC d/b/a Lighthouse Point Casino
05/23/2003
2003-03
Casinos
In the Matter of Western Union Financial Services, Inc.
03/06/2003
2003-02
Money Services Businesses
In the Matter of Banco Popular de Puerto Rico
01/16/2003
2003-01
Depository Institutions
In the Matter of Great Eastern Bank of Florida
09/04/2002
2002-02
Depository Institutions
In the Matter of Sovereign Bank
04/08/2002
2002-01
Depository Institutions
In the Matter of Angelina Plett
09/04/2001
2001-02
Money Services Businesses
In the Matter of Joseph A. Sivigliano
09/04/2001
2001-01
Money Services Businesses
In the Matter of Rainbow Casino Vicksburg
12/20/2000
2000-02
Casinos
In the Matter of Casa De Cambio Rega
10/23/2000
2000-01
Money Services Businesses
In the Matter of D & S Check Cashing, Inc. and Michael Rose
06/29/2000
MSB99-012
Money Services Businesses
In the Matter of Mex Pesos Currency Exchange
04/19/2000
MSB99-009
Money Services Businesses
In the Matter of Ameristar Casino Vicksburg, Inc.
03/06/2000
CAS-99-003
In the Matter of Polish & Slavic Federal Credit Union
01/18/2000
DI 99-011
In the Matter of Sunflower Bank, N.A.
01/06/2000
DI 99-008
In the Matter of Riverboat Corporation of Mississippi-Vicksburg, d/b/a Isle of Capri-Vicksburg
09/30/1999
CAS-99-005
In the Matter of Grand Casinos of Mississippi, Inc. Biloxi
09/30/1999
CAS-99-007
In the Matter of Riverboat Corporation of Mississippi, d/b/a Isle of Capri Casino-Biloxi
09/30/1999
CAS-99-004
In the Matter of Lady Luck Mississippi, Inc., d/b/a Lady Luck Natchez
08/09/1999
CAS-99-006
In the Matter of Biloxi Casino Corp., d/b/a/ Casino Magic-Biloxi
08/03/1999
CAS-99-002
In the Matter of Gulfside Casino Partnership, d/b/a Copa Casino
04/23/1999
CAS-99-001