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Customer Identification Programs for Banks, Savings Associations and Credit Unions
Customer Identification Programs for Broker-Dealers
Customer Identification Programs for Futures Commission Merchants and Introducing Brokers
Customer Identification Programs for Mutual Funds
Customer Identification Programs for Certain Banks That Do Not Have a Federal Functional Regulator
Treasury News Release – Treasury Issues Guidance on the USA PATRIOT Act, Pending Issuance of Final Rule
Requirement that Brokers or Dealers in Securities Report Suspicious Transactions
Suspicious Activity Reporting Rule for Broker-Dealers Finalized

In a continuing effort to expand the coverage of suspicious activity reporting to all potentiallyvulnerable sectors of the financial services industry, today the Financial Crimes EnforcementNetwork (FinCEN) announced a new rule requiring brokers and dealers in securities to reportsuspicious…

Due Diligence Anti-Money Laundering Programs for Certain Foreign Accounts Implementing Section 312 of the USA PATRIOT ACT
Due Diligence Anti-Money Laundering Programs for Certain Foreign Accounts (67 FR 37736)