Compliance Specialist

Assess financial institution and financial industry compliance with the Bank Secrecy Act (BSA) and recommend appropriate agency actions. Conduct research and analysis of issues to identify problems or deviations from regulatory requirements, develop reports, analyses, or summaries or guidance materials for use by others. Provide advice or technical assistance to representatives of regulated industries or institutions, federal and state regulatory partners on complex regulatory compliance issues, BSA requirements, FinCEN regulations and policies, or Treasury policies. Review and approve referrals by regulators of BSA violations, recommend sanctions, provide authoritative advice and assistance on specific cases. Support the authority delegated to other regulatory agencies to examine for BSA.