Past Comments on Regulatory Proposals
| External Link | Issued Date |
|---|---|
| Anti-Money Laundering Programs for Investment Advisors (68 FR 23646) | |
| Definition of Futures Commission Merchants and Introducing Brokers in Commodities as Financial Institutions; Requirement that Futures Commission Merchants and Introducing Brokers in Commodities Report (68 FR 23653) | |
| Anti-Money Laundering Programs for Persons Involved in Real Estate Settlements and Closings (68 FR 17569) | |
| Anti-Money Laundering Programs for Travel Agents (68 FR 8571) | |
| Anti-Money Laundering Programs for Businesses Engaged in Vehicle Sales (Advance Notice of Proposed Rulemaking) (68 FR 8568) | |
| Anti-Money Laundering Programs for Dealers in Precious Metals, Stones or Jewels (68 FR 8480) | |
| Requirement That Mutual Funds Report Suspicious Transactions | |
| Anti-Money Laundering Programs for Insurance Companies | |
| Notice and Request for Comments -- Proposed Collection; Comment Request; Suspicious Activity Report by Financial Institutions | |
| Requirement That Insurance Companies Report Suspicious Transactions (67 FR 64067) |